As filed with the Securities and Exchange Commission on May 29, 2002.
(File No. 333-______)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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ENZO BIOCHEM, INC.
(Exact name of registrant as specified in its charter)
New York 31-2866202
(State or other jurisdiction (I.R.S. Employer
of incorporation or organization) Identification No.)
60 Executive Boulevard, Farmingdale, NY 11735
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(Address of principal executive offices including zip code)
Enzo Biochem, Inc. 1999 Stock Option Plan
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(Full title of the plan)
Barry W. Weiner
Enzo Biochem, Inc., 60 Executive Boulevard, Farmingdale, NY 11735
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(Name and address of agent for service)
(631) 755-5500
(Telephone number, including area code, of agent for service)
Copy to:
Robert H. Cohen, Esq.
Morrison Cohen Singer & Weinstein LLP
750 Lexington Avenue, 8th Floor
New York, NY 10022
CALCULATION OF REGISTRATION FEE
Proposed Maximum Proposed Maximum Amount of
Titles of Securities Amount to Offering Price Aggregate Offering Registration
to be Registered be Registered Per Share(2) Price (2) Fee(3)
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Common Stock, par value 1,000,000 shares(1) $17.99 $17,990,000 $1,655.08
$.01 per share
(1) In addition, pursuant to Rule 416(c) under the Securities Act of
1933, this registration statement also covers an indeterminate
amount of interests to be offered or sold pursuant to the
employee benefit plan described herein.
(2) Estimated pursuant to Rule 457(h) solely for the purpose of
determining the registration fee. It is not known how many shares
will be purchased under the 1999 Employee Stock Option Plan or at
what price such shares will be purchased. The proposed maximum
aggregate offering price per share and the proposed maximum
aggregate offering price have been calculated pursuant to 457(c)
assuming the issuance of all shares of Common Stock upon the
exercise of stock options to be granted under the 1999 Employee
Stock Option Plan at an assumed exercise price of $17.99 per
share, which price was the average of the high and low prices of
the Registrant's Common Stock reported in the consolidated
trading system of the New York Stock Exchange on May 22, 2002.
(3) Calculated pursuant to Section 6 under the Securities Act of
1933.
EXPLANATORY NOTE
Pursuant to General Instruction E of Form S-8, the Registrant hereby
makes the following statement:
On September 15, 1999, the Registrant filed a Registration Statement on
Form S-8 (File No. 333-87153) (hereinafter, the "First Registration Statement")
for purposes of effecting the registration under the Securities Act of 1933, as
amended (the "Securities Act"), of (i) 950,000 shares (which became 1,047,375
shares due to the Company's issuance of a 5% stock dividend during the fiscal
year ending July 31, 2001 and fiscal year ended July 31, 2002) of common stock,
$0.01 par value per share ("Common Stock"), issuable by the Registrant upon
exercise of stock options granted or to be granted by the Registrant under its
1999 Stock Option Plan (the "Plan"). This Registration Statement on Form S-8 is
filed by the Registrant to register an additional 1,000,000 shares of its Common
Stock (which became 1,050,000 shares due to the Company's issuance of a 5% stock
dividend during fiscal year ended July 31, 2002 ("2002 Dividend")) which are
issuable upon the exercise of options available for grant under the Plan,
pursuant to an amendment to the Plan authorized by the stockholders at a meeting
dated January 23, 2002. These 1,000,000 shares (1,050,000 after the issuance of
the 2002 Dividend) are in addition to the 1,047,375 shares of the Registrant's
common stock that were previously registered pursuant to the First Registration
Statement. Pursuant to General Instruction E to Form S-8, the Registrant hereby
incorporates herein by reference the contents of the First Registration
Statement, the Exhibit Indices thereto and the Exhibits filed therewith.
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INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
The following documents filed by the Registrant with the SEC are
incorporated into and made a part of this prospectus:
(a) The Registrant's Annual Report on Form 10-K for the fiscal year
ended July 31, 2001;
(b) all reports previously filed by the Registrant under Section
13(a) or 15(d) of the Exchange Act, since the end of the fiscal
year covered by the audited financial statements described in (a)
above; and the
(c) the description of the common stock contained in the Registrant's
registration statement on Form 8-A filed with the SEC under the
Exchange Act, including any amendments or report filed for the
purpose of updating such description.
In addition, all documents subsequently filed by the Registrant
pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act prior to the
filing of a post-effective amendment which indicates that all securities offered
by this prospectus have been sold or which deregisters all of the securities
then remaining unsold, shall be deemed to be incorporated into and made a part
of this prospectus.
Any person receiving a copy of this prospectus may obtain without
charge, upon written or oral request, a copy of (1) any of the documents
(without their exhibits) that are incorporated into this prospectus and (2)
copies of all reports, proxy statements and other communications distributed by
the Registrant to its security holders generally (but only to the extent such
reports, proxy statements and other communications have not already been
received by such person). Requests should be addressed to Enzo Biochem, Inc.,
Attention: Secretary, 60 Executive Boulevard, Farmingdale, NY 11735.
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Item 8. Exhibits.
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Exhibit No. Description
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5.1 Opinion of Morrison Cohen Singer & Weinstein LLP
23.1 Consent of Morrison Cohen Singer & Weinstein LLP
(including in its Opinion filed as Exhibit 5.1 hereto)
23.2 Consent of Ernst & Young LLP
24.1 Powers of Attorney (included on signature page)
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized in the city of New York, state of New York, on the 28th day of May,
2002.
ENZO BIOCHEM, INC.
By: /s/ Barry W. Weiner
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Barry W. Weiner, President
POWER OF ATTORNEY
Each person whose signature appears below authorizes Barry W. Weiner as
his true and lawful attorney-in-fact with full power of substitution to execute
in the name and on behalf of such person, individually and in each capacity
stated below, and to file any and all amendments to this Registration Statement,
including any and all post-effective amendments thereto.
In accordance with the requirements of the Securities Act of 1933, this
Registration Statement was signed by the following person in the capacities and
on the dates stated.
By: /s/ Elazar Rabbani May 28, 2002
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Elazar Rabbani
Chairman of Board of Directors
(Principal Executive Officer)
By /s/ Shahram K. Rabbani May 28, 2002
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Shahram K. Rabbani,
Chief Operating Officer, Secretary
and Director (Principal Financial and
Accounting Officer)
By:
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John B. Sias, Director
By:
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John J. Delucca, Director
By: /s/ Irwin Gerson May 28, 2002
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Irwin Gerson, Director
By: /s/ Barry W. Weiner May 28, 2002
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Barry W. Weiner, Director
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Exhibit Index
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Exhibit No. Description Page
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5.1 Opinion of Morrison Cohen Singer & Weinstein LLP 7
23.1 Consent of Morrison Cohen Singer & Weinstein LLP
(included in its Opinion filed as Exhibit 5.1 hereto) 7
23.2 Consent of Ernst & Young LLP 8
24.1 Powers of Attorney (included on signature page)
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